WORLD COMMISSION ON DAMS

150 DAMS CROSS-CHECK SURVEY QUESTIONNAIRE

1. General Data

Name of Project _____________________________________________
Country _____________________________________________
Nearest City _____________________________________________
_____________________________________________
Name and address of person _____________________________________________
filling out this questionnaire _____________________________________________
_____________________________________________
_____________________________________________
River _____________________________________________
River Basin _____________________________________________
Catchment Area (km2) _____________________________________________
NB This refers to the catchment area upstream of the dam. If water is diverted into the catchment from another basin, then corresponding catchment area is to be added.
Owner(s) _____________________________________________
_____________________________________________
Operator(s) _____________________________________________
_____________________________________________

Planned

Actual
Start Feasibility Study (year) _________ _________
Start Construction (year) _________ _________
Start Commercial Operation (year) _________ _________
Planned By year Actual Achieved in year
Hydropower Capacity (MW) _________ _________ _________ _________
Hydropower Generation (GWh/year) _________ _________
Command Area for Irrigation (ha)
see footnote 2
_________ _________ _________ _________
Water Supply (m3/day) _________ _________ _________ _________
Lake Fishery (tons/year) _________ _________
Flood Protection (river km) _________ _________
Navigation Improvement (river km) _________ _________
Recreation (visitor-days) _________ _________ _________ _________
Dam Type see footnote 1 _________
Dam Height (m) _________
Reservoir Area (km2) _________
-primary forest (%) _________ percentage of total reservoir area, prior to impoundment
-secondary forest (%) _________
-shrubs (%) _________
-cultivated land (%) _________
-bare land (%) _________
Reservoir Active Storage (million m3) _________
Loss of Active Storage by Sediments (%) _________
Number of People Resettled _________
Share of Indigenous People (%) _________
Footnotes
1. Dam Type:
EF = earthfill damand year first reached
CFRD = concrete faced rockfill dam
"RFCC = rockfill, central core"
CGD = concrete gravity
RCCG = roller compacted concrete, gravity dam
CAGD = concrete arch gravity dam
CAD = concrete arch
XX = other type
2. If target not achieved, record maximum value


2. Decision-making I - Institutional Data

Question: Did the project planning documents specifically include any of the following objectives or provisions? -

Yes/No
food security ________
poverty alleviation ________
regional development ________
job creation ________
economic growth ________
environmental protection ________
institution building/strengthening ________
governmental ________
community-based ________
recovery of capital costs  ________
recovery of O&M costs  ________
empowerment of women  ________
empowerment of indigenous/tribal peoples  ________
participation of affected people  ________
participation of nongovernmental organisations  ________
drainage as a part of project design  ________
conjunctive use of surface and groundwater  ________
privatization of parts/all of project ________

Question: Was the project identified in a masterplan, river basin development plan or sector development study?

Yes/No Year Issued
project identified in Masterplan ________ ________
project identified in River Basin plan ________ ________
project identified in Sector Study ________ ________

Question: Is there a river basin authority with responsibility for:

Yes/No
basin-wide operations ________
flood management ________
influencing catchment land-use ________
maintaining water quality ________
maintaining ecosystem values ________
allocating water rights ________


3. Decision-making II

Question: Were any of the following activities required for the project?
Question: During what phase was the activity implemented, by what executing agency, and was there public participation?" Question: What year were activities completed and are these activities required for projects today?

  Required (yes/no) Implemented in which phase? executing
agency
participation
(yes/no)
year
completed
required
today (y/n)
planning construction operations
information disclosure                
public participation                
baseline social surveys                
social impact assessment                
social mitigation plan                
social action plan                
resettlement and rehabilitation plan                
social management programme                
social management programme                
social impact monitoring                
baseline environmental surveys                
environmental impact assessment                
sector environmental assessment                
environmental mitigation plan                
environmental action plan                
environmental enhancement plan                
environmental management programme                
environmental impact monitoring                
economic cost/benefit analysis                
financial analysis/plan                
distributional analysis                
risk analysis                
sensitivity analysis                
dam safety assessment                
compliance monitoring                
comprehensive operations review                
replanning/reoperations exercise                
decomissioning exercise                
comprehensive project evaluation/assessment                


4. Cost Data

Question: How do actual costs compare with those expected at the time of project planning and design?

Notes:
1. Years refer to years after start of commercial operation.
2. Please provide exchange rate table for local currency to US$ for the period concerned.
3. Environmental and social mitigation cost are entered on a different sheet

Currency used: ________
(Please provide exchange rate table for local currency to US$ for the period concerned)

Year number 1 is in this case: ________

Planned Capital Costs:
(i.e. information from the latest design study before it was firmly decided to build the project)

Year
after start of commercial operation
Hydro    Power      Irrigated
Agric.
Water
Supply
Flood
Control
Shared
Cost
Other: Total
Project
1              
2              
3              
4              
5              
6              
7              
8              
9              
10              
Planned Annual Costs              
Operation, Maintenance & Repairs              

Actual Capital Costs:

Year
after start of commercial operation
Hydro    Power      Irrigated
Agric.
Water
Supply
Flood
Control
Shared
Cost
Other: Total
Project
1              
2              
3              
4              
5              
6              
7              
8              
9              
10              
Planned Annual Costs              
Operation, Maintenance & Repairs              


5. Benefits

Question: How does actual performance compare with performance expected at the time of project planning and design? 

Note: Years refer to years after start of commercial operation

Planned Performance

Year number 1 is in this case ___________

  Hydropower Irrigated Agriculture Water
Supply

(m3/s)
Year Capacity
(MW)
Energy
(GWh)
Area
(ha)
Intensity
(%)
           
1          
2          
3          
4          
5          
10          
15          
20          
25          
30          
35          
40          
45          
50          

 

Actual Performance
  Hydropower Irrigated Agriculture Water
Supply

(m3/s)3
Year Capacity
(MW)
Energy
(GWh)1
Area
(ha)
Intensity
(%)2
           
1          
2          
3          
4          
5          
10          
15          
20          
25          
30          
35          
40          
45          
50          
1. Average annual generation since commencement of operation.
2. Intensity refers to the sum of the areas irrigated in different seasons of a particular year, dividedby the command area.
3. Measured at the intake.


6. Environmental Data

Question: What were the main ecosystem components and functions positively or negatively affected by the project?
Were mitigation measures planned and how effective were they?

  Predicted
yes/no
Occurred
yes/no
Rank top 5
order of import
Positive
yes/no
Negative
yes/no
% Caused by
Dam Project
Mitigation
Planned (y/n)
Effectiveness of Planned Mitigation (1-3)
very well
= 1
average
= 2
not at all
= 3
Bioproductivity downstream                    
Bioproductivity at reservoir site                    
Coastal erosion                    
Death of mangroves                    
Flooding of downstream floodplain                    
Geomorphological change along the river                    
Groundwater recharge                    
Impedance of migratory fish                    
Lack of nutrient flow to delta and sea                    
Nutrient recycling                    
Reduced water quality due to:                    
Temperature                    
Organic Matter                    
Phosphates                    
Nitrates                    
Heavy metal leaching                    
Reduced purification by (damanged) wetlands                    
Other (Specify )

 

                   
Saline intrusion to the delta                    
Waterlogging                    
Other 1 (specify)

 

                   
Other 2

 

                   
Other 3

 

                   

Question: What were the design and operation measures taken to address environmental impacts?

  planned
(yes/no)
implemented
(yes/no)
Implemented during what
phase of project cycle?
Effectiveness of Measure (1-3)
planning construction operations very well
=1
average
=2
not at all
=3
design measures to improve gas content                
fish ladder
species
               
instream flow/mandatory release requirement                
reregulating weir                
variable level intake                
Other 1 (specify)
_______________
               
Other 2
_______________
               
Other 3
_______________
               

Question: Is there a hydrological model for the river system?
Circle answer: (yes) (no)

Question: Is the hydrological model for the river system able to measure?
Yes / No


at the dam middle reach delta
flood volume      
flood height      
flood extent      

Question: What is the time step resolution of the hydrological model?

daily monthly yearly
     

Question: Is there an environmental monitoring programme for the downstream sector?
Circle answer: (yes) (no)

Question: If yes, what parameters are monitored and with what frequency?

Parameter Hourly Daily Monthly
       
       
       
       


7. Flood Control Data

please tick boxes or circle yes/no responses where appropriate

Question: How does actual performance compare with performance expected?

Relative importance of flood protection to other dam functions: Primary / Secondary

If answer to above is Secondary, then is there ever a conflict of interest between operations for flood control and other functions?
What are the principles used to resolve this? (ie. Draw down of dam in September if floods expected in October of each year)

_______________________________________________________

_______________________________________________________

Primary economic activity in area downstream of dam to be protected by flood control:

        Agricultural / Industry / Towns / Other (specify)_________

Area downstream of dam protected by flood management (square kilometers):

Predicted

Actual

Population in flood zone when dam was built (000's) and estimated population today (000's):

         When dam built: _________
        Today:_________

Length of river protected by flood management (km's):

         Predicted: _________
         Actual: _________

Recorded economic damage before and after dam was built per catastrophic flood (US$ of the year in 000's):

         Year Before: _________
         After: _________

Are there additional flood protection measures downstream? Yes / No

If yes to above, then what other measures (other dams, dykes, banks) etc.

  Other dams Dykes Canalization Dredging Zoning of human activities Other
Downstream            
Upstream            

Is there a watershed management program upstream to control runoff? Yes / No

How many types of flood zone categories are there? _______

How many other rivers carrying floods converge on the main river downstream of the dam? _______

Is there a monitoring system that allows the arrival of floods to be predicted and the dam operation to be modified before the flood reaches the dam? Yes / No

How much advanced warning does the monitoring system allow? _______  hrs / days

If you wish to comment further on the flood performance of the dam, please do so below:

_______________________________________________________

_______________________________________________________


8. Irrigation Data (Supplemental)

Question: How do actual cropping patterns and yields compare with those expected at the time of project planning and design?

Notes:
1.
This is a supplemental data sheet. Fill out only if it does not require an inordinate amount of time.
2. Sown area refers to total over the year, for all seasons.

Planned Performance for Three Most Important Crops:
Year number 1 is in this case: ___________

Year

Crop 1 Crop 2 Crop 3
Name Area
(ha)
Yield
(tons/ha)
Name Area
(ha)
Yield
(tons/ha)
Name Area
(ha)
Yield
(tons/ha)
1                  
2                  
3                  
4                  
5                  
10                  
15                  
20                  
25                  
30                  
35                  
40                  
45                  
50                  

Planned Performance for Three Most Important Crops:

 

Year

Crop 1 Crop 2 Crop 3
Name Area
(ha)
Yield
(tons/ha)
Name Area
(ha)
Yield
(tons/ha)
Name Area
(ha)
Yield
(tons/ha)
1                  
2                  
3                  
4                  
5                  
10                  
15                  
20                  
25                  
30                  
35                  
40                  
45                  
50                  


9. Social Data

Question: What are the main social impacts and were they predicted? What resettlement and mitigation measures were proposed and executed?

  Predicted Actual
Rural Urban Total Rural Urban Total

Number of Oustees by Area

Total            
Reservoir Area            
Canal Area            
Transmission Line Route            
Access Road            
Other            
Number of Oustees by Category
Land Owners            
Customary Rights to Land            
Landless People            
Indigenous/Tribal            

Destination of Oustees:

  Official  Program People Moved On Their Own
Dam and Reservoir Area    
Irrigation Area    
Downstream Area    
Urban Area    
Unknown    
Still to be Relocated    

 

Predicted 1 Actual
Number of Cases Total Amount Number of Cases Total Amount
Cost of Resettlement (money actually spent)
Total ________ ________ ________ ________
*Land Owners ________ ________ ________ ________
*Customary Rights to Land ________ ________ ________ ________
*Landless People ________ ________ ________ ________
Other Compensation
*Losses in Riverine Fishery ________ ________ ________ ________
Losses in Recession Agriculture ________ ________ ________ ________
Loss of Burial Sites ________ ________ ________ ________
Loss of Cultural Sites ________ ________ ________ ________
Loss of Archeological Sites ________ ________ ________ ________
Other ________ ________ ________ ________

     * Only if readily available

     1. In feasibility study or in the document upon which the project was approved

Currency used _________
[Please provide exchange rate table for local currency to US$ for the period concerned]

Question: What are the health impacts of the dam project? -

    Pre-Project Predicted Actual Cases
  Disease Cases per year Casualties per Year Cases per year Casualties per Year Cases per year Casualties per Year
1              
2              
3              
4              
5              

Question: What are the health impacts of the Irrigation Component? -

    Pre-Project Predicted Actual Cases
  Disease Cases per year Casualties per Year Cases per year Casualties per Year Cases per year Casualties per Year
1              
2              
3              
4              
5              


10. Comments and Clarifications

Question: What is the source of the information you have supplied on the previous pages?
Sources of information:

Data sheet _______________________________________

_______________________________________

General _______________________________________

_______________________________________

Cost _______________________________________

_______________________________________

Benefits _______________________________________

_______________________________________

Irrigation _______________________________________

_______________________________________

Environment _______________________________________

_______________________________________

Social _______________________________________

_______________________________________

Decision-Making 1 _______________________________________

_______________________________________

Decision-Making 2 _______________________________________

_______________________________________

Question: Are there any comments or clarifications you want to make regarding the data?

Comments and clarifications:

 

Data sheet _______________________________________

_______________________________________

General _______________________________________

_______________________________________

Cost _______________________________________

_______________________________________

Benefits _______________________________________

_______________________________________

Irrigation _______________________________________

_______________________________________

Environment _______________________________________

_______________________________________

Social _______________________________________

_______________________________________

Decision-Making 1 _______________________________________

_______________________________________

Decision-Making 2 _______________________________________

_______________________________________


Copyright 1999 World Commission on Dams